Succession & Capital Your bridge to liquidity and legacy.
Create what’s next on your terms. Succession & Capital offers an advisor‑first, flexible approach to growth, succession and monetization. With solutions rooted in partnership and a unified focus, it brings the right expertise and resources together to help advisors move forward with clarity and confidence. It's a seamless path to liquidity, full control and legacy.
Tailored strategies for every stage of your business
Every advisor’s journey is unique. It starts with a conversation, taking a bespoke approach that’s centered entirely around your priorities and timeline. Plan confidently for the future with strategies that protect your legacy and empower growth.
Finance an acquisition or team lift-out
Next gen ownership
Pre-succession growth
Full sale on your terms
Lasting partnership
Bring your vision to life with holistic solutions that help you safeguard client relationships and secure the future of your team and your practice.
Unlock liquidity with flexible capital solutions for succession, growth or transition.
Your practice is more than a business. It’s your legacy. We’ve listened to advisors about their succession and capital challenges and designed solutions to protect what you’ve built, provide liquidity when needed and support your long-term goals. Because every situation is unique, your capital strategy should be too. Select from any of our offerings, or combine them to create the approach that works for you.
Partnership that goes beyond capital
Independence, supported
Partner with a trusted firm that’s committed to advisor independence and supporting your business for the long term.
*The WealthManagement.com Industry Awards for brokers/dealers with greater than 1,000 advisors in the practice management category are based upon completion of a nomination application. For the 2022 awards, more than 300 companies submitted 900 nominations. Firms nominate their initiatives created to help advisors better do their jobs. Firms can submit their initiative nominations for one of 128 total award subcategory awards. A panel of industry professionals, which includes individuals from industry publications, industry consulting firms and brokerage/advisory firms, are selected to vet the finalists and vote on a winner or winners for a particular category or subcategory award. The honorees were chosen for the award based upon the following methodology: No. 1 A new initiative, program or enhancement to an existing platform that helps broker/dealer advisors manage a better business. No. 2 Initiatives can include the various practice management areas, such as marketing services/support, sales process, succession planning, human capital, organizational structures, business planning/strategy, compensation plans, benchmarking or compliance. No. 3 Criteria include quantitative measures, such as scope, scale, adoption, usage, feature set, advisor survey scores, etc., along with qualitative measures, such as innovation, creativity and new methods of delivery. This award is bestowed by an independent third party not affiliated with Raymond James. Raymond James has not paid a fee in exchange for this award. This recognition is not an endorsement of Raymond James or representative of client experience with the firm or its advisors.